Experienced and trusted team
Dave Hogan has over thirty-five years of experience in financial services. Dave has been a Managing Director with LCI Advisors providing personalized portfolio management with clients since 2005. Prior to LCI Advisors Dave was primarily with Stifel, Nicolaus and its affiliates. He was Director of Regulatory Affairs (2004-2005) and Director of Compliance (2000-2004) for Stifel, Nicolaus. From 1995 to 2000, Dave was with Century Securities Associates, Inc., a brokerage subsidiary of Stifel, Nicolaus and became Chief Operating Officer and Sales Branch Systems Manager. From 1983 to 1995 he held various compliance, legal and risk management department positions working closely with sales and operations groups. Dave is a graduate of Missouri State University and holds a JD from St. Louis University. In addition to various securities industry qualifications, he is licensed to practice law in Missouri.
Charles W. Schweizer
Advisory Director, Retired
Chuck Schweizer retired at the end of 2014 and continues as an Advisory Director. Chuck has over forty years of experience in financial services. Prior to joining LCI Advisors in 2003, he was President and General Counsel of Kennedy Capital Management, an institutional investment manager with over a billion dollars of assets under management. From 1995 to 1998 he practiced corporate and securities law, primarily with Thompson Coburn. From 1988 to 1995, Chuck held senior management positions with Stifel, Nicolaus and at various times had responsibility for compliance, legal, human resources, facilities management and management information services. In addition to being a Director and Secretary to the Board of Stifel, Nicolaus, his primary role was Director of Operations. Chuck started his career with R. Rowland & Co., Inc. and rose through various operational, financial and planning positions to be its Executive Vice President. He is an honors graduate of Dartmouth College and holds an MBA from Harvard Business School and a JD from St. Louis University. In addition to various securities industry qualifications, he has been licensed to practice law in Missouri and Illinois.
Wayne R Botz
Independent Portfolio Manager
Wayne joined LCI Advisors as an independent portfolio manager in December 2008 and has over thirty years of experience in financial services. Wayne is a Portfolio Manager focusing on the multistep investment process of analytic research, projected earnings growth and overall market and economic gauge based Discovery Portfolio and diversified individual client portfolios. Prior to joining LCI Advisors, Wayne ran Botz Assets Management for thirteen years concentrating on separate account equity management. From 1991 into 1995 Wayne was a financial consultant with Merrill Lynch. Prior to Merrill, Wayne was Director of Internal Audit at a multi-billion dollar financial institution with oversight responsibilities for a $2 billion plus fixed income portfolio. He is a graduate of St. Louis University with a BSBA in Accounting, receiving his CPA designation in 1981 and then approximately six years of national public accounting experience.